Senator Questions Oversight of Twitter Purchase

Inquires about CEO possibly using Tesla money to fund social media. Senator Elizabeth Warren of Massachusetts wrote a letter to Tesla’s board chair Robyn Denholm this week expressing…

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Federal Trade Commission Investigating Crypto Firms

Officials looking into allegations of deceptive conduct.  The Federal Trade Commission said they have opened investigations into unspecified cryptocurrency firms over allegations of “possible misconduct.” The commission has received…

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Inter-Agency Working Group Presents Progress Report

 Rules and enhancements proposed to strengthen Treasury market. The Inter-Agency Working Group on Treasury Market Surveillance (IAWG) issued its staff progress report this month, outlining ways they have moved…

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Group of Senators Send Inquiry to SEC

Concerns expressed regarding high employee turnover. Twelve U.S. Senators recently sent a letter to the chair of the Securities and Exchange Commission (SEC) Gary Gensler, inquiring into the…

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SEC Reopens Public Comments After Technical Error

Eleven rulemaking releases were affected and public comments were not received. The U.S. Securities and Exchange Commission (SEC) announced last week that they reopened their public comment periods…

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Administration Focuses on Cryptocurrency Regulation

Federal departments implement actions to curb fraud and money laundering. Administration officials spoke last week about the publishing of reports identifying gaps in cryptocurrency regulation. The reports call…

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Federal Prosecutors Subpoena Digital World Board Members

Merger with Trump Media faces additional hurdles. Each of the board of directors of Digital World Acquisition Corp has received federal subpoenas for their S-1 filings and documents…

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Supreme Court Hears SEC Bid to Block Case

CPA objects to SEC penalty. Last week, the Supreme Court agreed to hear the Securities and Exchange Commission’s (SEC) argument to block a challenge to its penalization system.…

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SEC Extends Public Comment Period for Climate Change

Private sector gets extra input into climate oversight rules.  The U.S. Securities and Exchange Commission (SEC) has extended its period for public comment on three current climate information…

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Supreme Court Upholds SEC Recovery Rights

They set limit on penalties and say victims should benefit. The Supreme Court upheld the Securities and Exchange Commission’s ability to recover ill-gotten gains from financial fraudsters, but…

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